The Money Laundering Officer’s Practical Handbook gives you everything you need in a single volume to put in place a proportionate, risk-assessed regime for your firm.
A comprehensive guide for all sectors – with chapters for specific sectors and jurisdictions, the Handbook sets out an easy-to-follow ‘Ten Step’ approach to compliance, with an additional section on Bribery & Corruption.
Special 2017 Regulations Edition – at just under 300 pages, this special edition pinpoints the changes necessary to achieve robust compliance with the latest UK regulations.
No-risk purchase offer – order the Handbook today and we’ll send it out to you straight away. If you decide not to keep it you can return it within 14 days for a full refund.
The key to effective risk management
With specific notes for Accountancy Firms; Estate Agents; FCA-regulated Firms; Law Firms; and for Guernsey, Jersey, and the Isle of Man.
Free template documents
As a buyer you’ll receive sample policy and procedure documents and ready-made forms and checklists in Word™ format to adapt for your firm.
A rapid action plan
All the essential information is here in a highly accessible format – with a straightforward action plan to help you meet your compliance goals.
The Money Laundering Officer’s Practical Handbook is an indispensable guide to implementing a robust compliance regime within a changing regulatory environment:
The Handbook sets out a straightforward ten step route to compliance. Each step includes a concise action plan, with sample policies and procedures, supplemented with clear and comprehensive guidance notes:
- Step 1: Assessment of money laundering risk.
- Step 2: Verification of identity.
- Step 3: Knowing your client’s business.
- Step 4: Ongoing monitoring.
- Step 5: Record-keeping.
- Step 6: Internal suspicion reporting.
- Step 7: Disclosure to the authorities.
- Step 8: Freezing transactions and consent to continue.
- Step 9: Training.
- Step 10: Monitoring and management of compliance.
A following section provides an explanation of the regulatory environment, including a breakdown of money laundering offences and defences, with notes on the rules that apply in specific business sectors.
Further sections offer additional notes on the ten step process, pinpointing the specific approach that must be taken for the following business sectors and jurisdictions:
- FCA-regulated firms and institutions
- Law Firms
- Accountancy Firms
- Estate Agents
- Guernsey, Jersey and the Isle of Man
A separate section offers guidance on Bribery & Corruption, including the assessment of risk and how to set out policies and procedures for your firm.
An appendix section includes a full set of template forms and checklists for your own use.